From the time the custody rule was amended in 2010, Fischer Cunnane worked closely with regulatory authorities to thoroughly understand its implications for RIAs. As a result, we have developed an intuitive, cost-effective approach for performing surprise examinations quickly and with minimal intrusion on your operations.
Because the custody rule allows certain exemptions, many RIAs are not sure whether they need to comply. Not only can Fischer Cunnane guide you through the process of making that determination, we also have experience working with the SEC to steer RIAs into compliance with the custody rule.
A member of the PCAOB since its inception, Fischer Cunnane is proud of our history of deficiency-free ratings. To view our most recent report, visit pcaobus.org and click “registered firms.”
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